Teams at Kraken Digital Asset Exchange

Leads AML transaction monitoring optimization, including rule testing, threshold tuning, scenario design, and alert reduction. Drives FIU automation and workflow improvements, evaluates AI-enabled compliance tools, and partners with Product, Engineering, Data, Operations, and vendors on monitoring infrastructure and integrations. Supports scalable compliance controls across new products, jurisdictions, and transaction volumes while maintaining regulatory alignment and detection effectiveness.

Supports the broker-dealer compliance program by conducting risk assessments, monitoring KYC, CIP, suitability, sanctions, and communications surveillance, updating supervisory procedures, reviewing marketing materials, managing regulatory reporting, onboarding compliance activities, and assisting with audits and examinations. The role requires collaboration with leadership, HR, and business teams to remediate issues and adapt compliance controls to evolving FINRA, SEC, and state requirements.

Conduct escalated sanctions reviews across name screening, transaction screening, blockchain monitoring, account activity, and anti-circumvention controls. Investigate sanctions exposure, review account-opening documentation, analyze large datasets, prepare regulatory reports, and communicate findings to global compliance stakeholders. The role also supports process improvement through automation and AI-assisted tools, presents investigation results, and helps maintain a scalable sanctions compliance operation.