Jobs at LPL Financial

Provide investment advice and account service to mass-affluent clients via inbound/outbound calls. Execute transactions, prepare reports and proposals, identify sales and retention opportunities, resolve client and advisor issues, support internal teams, and participate in training to maintain compliance and operational efficiency.

Lead IAM architecture for AI workloads and conversational agents: design and validate OAuth/OIDC patterns, build POCs, integrate IAM with gateways, agent runtimes, and CI/CD/IaC, define lifecycle and governance, troubleshoot identity flows, ensure compliance, and transition patterns to production while mentoring teams.

Design, deploy, administer, and troubleshoot Cisco voice and video systems and telephony equipment. Configure VoIP across Cisco routing/switching, support contact center and corporate voice services, and resolve complex voice communications issues.

Lead multiple software engineering teams to design, modernize, and support cloud-native and hybrid trading platforms. Drive AWS cloud modernization, architecture reviews, reliability, automation, and engineering best practices. Partner with product, data, infrastructure, and business stakeholders to deliver scalable, resilient, and high-performance solutions while mentoring teams and monitoring operational metrics.

Lead design and implementation of identity and access controls for human and non-human (agentic) identities. Build runtime controls, secrets workflows, policy-as-code, monitoring, and governance for AI agents. Embed IAM into AI development, integrate telemetry with SIEM/SOC, ensure GRC compliance, and recruit and lead a team to scale NHI/agentic IAM capabilities.

As Chief Architect, you will shape the architecture for investor-facing platforms, lead modernization initiatives, and ensure alignment with business strategies while deeply engaging with technology solutions.

Lead architecture and technical strategy for the ClientWorks advisor platform. Design cloud-native, secure, scalable solutions across front-end, mobile, APIs, and integrations (Salesforce, Wealthbox). Drive DevSecOps, IaC, CI/CD, incident response, performance optimization, and design system modernization. Mentor teams, align cross-functional stakeholders, and ensure regulatory compliance and measurable business outcomes.

Lead enterprise data architecture for cloud-native data platforms: define strategy, roadmaps, and standards; design lakehouse and multi-region architectures; drive data governance, metadata, lineage, security, and observability; mentor teams and partner with product, engineering, and security to deliver scalable, trusted data products and platforms.

Lead design, development, and support of cloud-native party reference data services, APIs, and pipelines. Integrate third-party data, implement MDM processes (matching, survivorship, lineage, quality), modernize legacy platforms, mentor engineers, and collaborate with stakeholders, governance, and architecture teams to deliver scalable, secure reference data capabilities.

Lead and execute growth programs for advisor affiliation models, managing end-to-end program delivery, governance, events, sales enablement, and cross-functional initiatives. Perform quantitative and qualitative analyses, collect client feedback, and provide insights to drive advisor practice growth and measurable business outcomes.

Own day-to-day readiness, testing, and audit facilitation for SOX, SOC 1/2, CCPA/CPRA, and NYDFS compliance. Coordinate auditors and control owners, perform first-line ITGC testing, maintain control narratives and RCMs, drive remediation, and implement automation and continuous controls monitoring using GRC platforms and scripting/data tools.

Design, implement, and optimize WalkMe digital adoption solutions to improve user engagement and platform adoption. Build in-app guidance and automation, analyze user behavior, troubleshoot integrations, conduct testing/QA, maintain content, and collaborate with product, UX, and business stakeholders to deliver scalable WalkMe initiatives.

Design, implement, and optimize WalkMe digital adoption solutions to improve user engagement and platform adoption. Create in-app guidance, automations, and integrations; analyze user behavior and troubleshoot deployments. Collaborate with product, UX, and service teams, conduct testing and QA, document configurations, and maintain WalkMe content to meet project timelines and drive continuous improvement.

Lead advisor transitions to LPL by consulting on business structure, creating transition strategies, delivering in-depth training on LPL technology, supporting repapering and account setup, tracking openings/funding, troubleshooting issues, and coordinating cross-functional teams to ensure a seamless move from prior broker-dealers.

Lead enterprise M&A data architecture and integration: perform technology due diligence, define target-state and integration roadmaps, drive cloud modernization, application/platform rationalization, data harmonization, governance, and large-scale program delivery to realize value from mergers and acquisitions.

Technical lead for cloud-enabled advisor workstation development. Design, develop, and modernize AWS-based, cloud-native web applications and services using Angular, .NET, and SQL Server. Mentor developers, perform code reviews, troubleshoot production issues, collaborate with architects and stakeholders, produce SDLC documentation, and ensure solutions meet enterprise governance, scalability, performance, and reliability goals.

Drive financial advisor lead flow through phone-based prospecting, email and social outreach. Qualify leads, present prospects to regional directors, track KPIs in Salesforce, and support recruiter pipelines. Meet daily outreach targets and develop skills for advancement to Internal Regional Director.

Support advisors by designing, analyzing, and presenting comprehensive financial plans. Build advisor relationships, follow paraplanning standards, collaborate across teams, identify referral opportunities, and maintain knowledge of wealth planning offerings to drive client satisfaction and retention.

Senior individual-contributor architect who defines and drives enterprise-scale trading platform architecture. Lead modernization to cloud-native, API-first microservices and event-driven systems on AWS; integrate AI/ML and blockchain capabilities; produce architecture blueprints, governance, and Architecture-as-Code artifacts; engage executives and domain teams to align strategy, standards, and reusable platform foundations across broker-dealer, advisory, and models trading domains.

Lead product strategy and execution for Identity & Access Management (IAM). Define priorities, create epics and user stories, manage backlogs, partner with engineering, security, risk, and business teams, drive releases and adoption, monitor product outcomes, and continuously improve IAM capabilities to balance security, user experience, and operational efficiency.