EPM Logo

EPM

Vice President of Compliance (Mortgage)

Posted Yesterday
Be an Early Applicant
Remote
Hiring Remotely in USA
Expert/Leader
Remote
Hiring Remotely in USA
Expert/Leader
Lead and build the compliance function for a wholesale mortgage lender, overseeing BSA/AML, fair lending, NMLS licensing, regulatory exams, audits, loan reviews, policy development, remediation, and cross-functional escalation resolution. Manage and coach compliance staff, liaise with regulators, ensure timely reporting and testing, and implement SOPs and processes. Use Encompass and Mavent; prepare SARs and maintain adherence to federal, state, and investor guidelines.
The summary above was generated by AI

About EPM 

Founded in 2008, EPM is one of the leading wholesale mortgage lenders in the U.S. Headquartered in Atlanta, GA, and licensed in all 50 states, we offer a full range of loan products — including conventional, FHA, VA, non-QM, renovation, and USDA. 

Our vision is to live in a world where everyone has the opportunity for The American Gift.  Our goal is not only to facilitate homeownership but also to empower individuals and families through informed financial decisions. 

Empowering You.  We're built on radical candor, innovation, and a commitment to empowering our team members to best support the clients we serve and help shape our future. 

    The Role 

    EPM is seeking an experienced VP, Compliance to join our team.  This role is responsible for leading the compliance function and will oversee the strategy and design of modern processes, programs and systems. The ideal candidate is a strong leader with deep regulatory expertise, proven leadership experience, and experience in an IMB model. If this sounds like you, apply today!  

    What You’ll Do 

  • Lead the Compliance Department, overseeing compliance programs including BSA/AML and Fair Lending.   
  • Develop and implement company-wide compliance strategies, policies, and procedures.   
  • Represent company and liaison with regulators and external agencies; Ensure department timely delivery of audits, exams, consumer complaint responses, and compliance reporting.   
  • Interpret and provide guidance on mortgage lending regulations and agency guidelines (e.g., CFPB, HUD, VA, TILA, RESPA, TRID, QM/ATR, ECOA, MDA, GLBA, UDAAP, SAFE Act, Fannie Mae, Freddie Mac).   
  • Oversight of NMLS licensing, state regulatory requirements, examinations, and annual reporting obligations.  
  • Oversee audit process, monitoring, and ensure adequate testing of compliance procedure, disseminate corrective actions and monitor remediation   
  • Establish SOPs and efficient processes to support organizational needs and provide excellent service to business units.   
  • Oversee loan reviews, identify trends, and report findings to Senior Management.   
  • Resolve escalations on complex compliance issues and collaborate across departments to implement timely solutions.   
  • Provide leadership and coaching to Compliance staff, ensuring clear performance standards and objectives.   
  • Make recommendations to ensure adherence federal, state, and local regulations and agency guidelines governing mortgage origination, selling, and securitization.  
  • Additional responsibilities as assigned due to business needs.  

    What You Bring 

  • 10+ years of experience in compliance, risk management, or financial services; mortgage origination experience required.  
  • 5+ years of management/leadership experience in compliance, including leading teams; Proven experience in building compliance functions and processes. 
  • 5+ years’ experience with independent mortgage banking (IMB) 
  • Strong knowledge of federal and state mortgage lending regulations, investor guidelines, and government agency standards.  
  • Working knowledge and hands on experience with NMLS system and requirements 
  • Prior experience managing regulatory exams, audits, compliance reporting, quality control, and TPO oversight.  
  • Proficiency with Encompass and Mavent 
  • Strong leadership and change management skills 
  • Excellent communication skills with ability to translate complex topics into actionable processes 
  • Strong ability to prioritize initiatives and workload and organize tasks 
  • Experience preparing Suspicious Activity Reports (SARs) and working with SAR Review Advisors.  
  • Professional certifications preferred, including CRCM (Certified Regulatory Compliance Manager) or CAMS (Certified Anti-Money Laundering Specialist)

Why EPM 

At EPM, you'll have the tools, technology, and support to do your best work — and the freedom to bring your ideas to life. We're committed to building a workplace where every team member is valued and can be heard. At EPM, you can be your best YOU. 

Visit us at EPM Careers to learn more about our perks and benefits. 

EPM is an equal opportunity employer committed to creating an inclusive environment for all employees. We do not discriminate based on race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, veteran status, or any other protected characteristic.   

Candidate Acknowledgment Statement 

By clicking "Apply for this Job," I acknowledge that I have reviewed, understand, and agree to the terms outlined in the linked EPM Legal Statement and Application Addendum.  

Similar Jobs

8 Minutes Ago
In-Office or Remote
80K-120K Annually
Mid level
80K-120K Annually
Mid level
Artificial Intelligence • Legal Tech • Software
Prospect and close deals by managing the sales cycle for an AI legal tech platform, while gathering market insights.
Top Skills: ApolloHubspot
9 Minutes Ago
Easy Apply
Remote
United States
Easy Apply
124K-155K Annually
Senior level
124K-155K Annually
Senior level
Digital Media • eCommerce • Information Technology • Marketing Tech • Pet • Retail • Social Media
The Lead Software Engineer in Test will own test automation strategy, design automation frameworks, integrate testing into CI/CD, and mentor QA engineers to enhance quality across engineering processes.
Top Skills: AppiumC#CypressGithub ActionsGitlab CiJavaJenkinsJestPlaywrightPythonRestassuredSeleniumTypescript
9 Minutes Ago
Easy Apply
Remote
United States
Easy Apply
92K-122K Annually
Senior level
92K-122K Annually
Senior level
Digital Media • eCommerce • Information Technology • Marketing Tech • Pet • Retail • Social Media
The Sr. NetSuite Systems Developer manages the company's NetSuite ERP, focusing on production support, enhancements, integration, and process optimization while collaborating with business analysts and technical teams.
Top Skills: Deposco WmsJavaScriptJitterbitNetSuiteRestletSalesforceSuitecloud Development FrameworkSuiteflowSuitescript

What you need to know about the Austin Tech Scene

Austin has a diverse and thriving tech ecosystem thanks to home-grown companies like Dell and major campuses for IBM, AMD and Apple. The state’s flagship university, the University of Texas at Austin, is known for its engineering school, and the city is known for its annual South by Southwest tech and media conference. Austin’s tech scene spans many verticals, but it’s particularly known for hardware, including semiconductors, as well as AI, biotechnology and cloud computing. And its food and music scene, low taxes and favorable climate has made the city a destination for tech workers from across the country.

Key Facts About Austin Tech

  • Number of Tech Workers: 180,500; 13.7% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: Dell, IBM, AMD, Apple, Alphabet
  • Key Industries: Artificial intelligence, hardware, cloud computing, software, healthtech
  • Funding Landscape: $4.5 billion in VC funding in 2024 (Pitchbook)
  • Notable Investors: Live Oak Ventures, Austin Ventures, Hinge Capital, Gigafund, KdT Ventures, Next Coast Ventures, Silverton Partners
  • Research Centers and Universities: University of Texas, Southwestern University, Texas State University, Center for Complex Quantum Systems, Oden Institute for Computational Engineering and Sciences, Texas Advanced Computing Center

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account