Investigate unusual transactional activity for AML/BSA and fraud, conduct CDD/EDD and OFAC screenings, research internal and external sources, prepare required reports and dispositions, review ACH and web/telephone transactions, screen Section 314(a) watchlists, and escalate issues as warranted.

Lead and manage the Sarbanes-Oxley (SOX) compliance program, overseeing internal controls over financial reporting and collaborating with various departments to ensure regulatory compliance.