Top Compliance Manager Jobs in Austin, TX

Lead North America regulatory oversight issue management: track issue lifecycle, develop region-specific procedures, perform root-cause analysis, create metrics/dashboards, collaborate with product/operations/legal/finance, and communicate issues to senior management and regulators.

Lead design and operation of Apex Asset Managements Advisers Act compliance program. Own regulatory filings and SEC/state exams, oversee marketing and solicitation compliance, portfolio/trading controls, vendor due diligence, and training. Partner with Legal, Operations, Product, and enterprise compliance to implement monitoring, testing, and reporting for sub-advisory, co-advisory, and solicitor/promoter arrangements.

Manage Wise's US and Canada Regulatory Compliance, develop product compliance controls, execute risk assessments, and communicate results. Requires strong regulatory knowledge in payments.

The FinCrime Product Compliance Senior Manager focuses on developing scalable processes for managing financial crime risks, collaborating with product teams, and ensuring compliance for Wise's Platform products in North America.

Lead government accounting operations, ensuring compliance with regulations, managing a remote team of accountants, and optimizing processes for operational efficiency.

The Sr. Manager will oversee international tax compliance, manage a team, and enhance international tax processes, focusing on US federal income tax.

Oversee SOX compliance, risk management, and audit project management, ensuring internal controls are effective and maintain compliance with US GAAP.

Manage the compliance risk program for mortgage lending by developing policies, ensuring adherence to laws, and conducting risk assessments.

The Treasury & Compliance Manager ensures accurate execution of capital movements and regulatory compliance across funds, overseeing cash operations, regulatory filings, and risk management processes.