Top Finance Jobs in Austin, TX

Administer Special Needs Trusts for beneficiaries with disabilities, ensure compliance with trust provisions and government benefit rules, coordinate with attorneys and care professionals, resolve trust-related risks, mentor junior staff, and engage clients and partners to provide high-touch fiduciary services within a risk-managed framework.

Lead supervisory oversight of branch practices to ensure compliance with FINRA, SEC, federal and state laws. Implement and monitor policies, provide reporting, resolve compliance and supervision issues, coordinate training and staffing, partner with Compliance, Legal and business partners, and manage allocation of supervisory resources to mitigate risk.

Supervise branch practices and financial advisors to ensure compliance with FINRA, SEC, federal/state laws and firm policies. Monitor, implement, and report on supervisory controls, coordinate training and staffing, partner with Compliance, Legal, Risk and business leaders, and manage resources to mitigate regulatory and operational risk.

Support fiduciary team administering Special Needs Trusts, execute client requests (money movement, investments, account management), maintain trust accounting knowledge and Wells Fargo Trust systems, identify fiduciary risk, collaborate with internal partners and client advisors, and participate in process improvement projects.